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JC

John M. Coughlan

IM GLOBAL US DISTRIBUTORS
EL SEGUNDO, CA 90245
Some features on this profile are disabled
CRD#: 4780433
JC
John Morris CoughlanIM GLOBAL US DISTRIBUTORS

Professional summary

John Morris Coughlan is a registered financial professional currently at IM GLOBAL US DISTRIBUTORS LLC located in El Segundo, California.

John is registered as a RR (Registered Representative) and started their career in finance in 2016. John has worked at 2 firms and has passed the Series 63, Series 3, SIE, Series 6 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Morris Coughlan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2026 - Present

IM GLOBAL US DISTRIBUTORS LLC

Office #1: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
BD
CRD#: 299892
EL SEGUNDO, CA
Past

June 3, 2021 - December 31, 2023

IM GLOBAL US DISTRIBUTORS LLC

BD
CRD#: 299892
EL SEGUNDO, CA
Past

August 30, 2016 - June 2, 2021

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
Walnut Creek, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 8/30/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Status Unavailable
Passed: 7/13/2026
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Status Unavailable
Passed: 8/30/2016
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Status Unavailable
Passed: 12/15/2016
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IG
IM GLOBAL US DISTRIBUTORS LLC
IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892 / SEC#: , 8-70266

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Mailing Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Phone number
(323) 372-2266
Established
Delaware since 12/05/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
IM GLOBAL PARTNER SASPARENT COMPANY
CAMPBELL, ROBERT NMNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1349154
KELLY, JOSEPH PETER IICHIEF COMPLIANCE OFFICER, PRINCIPAL AND INTERIM CHIEF OPERATING OFFICER6268052

Red Flags

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Company Information

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892El Segundo, CA 90245

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