EA
Esmeralda Angulo
U.S. BANCORP ADVISORS
Medford, OR 97501
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CRD#: 4779787
EA
Esmeralda AnguloU.S. BANCORP ADVISORS
Professional summary
Esmeralda Angulo, who also goes by Esmeralda S Mojarro, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Medford, Oregon.
Esmeralda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Esmeralda has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Esmeralda S Mojarro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sacred Heart Catholic School; Non Investment-related; Medford, OR; Catholic School; Seeking to join Advisory Council; Volunteer; 05/2023; 10 hours/ month; 0 hours/ trading; Give advice on the direction and influence the Catholic faith can permeate throughout the school community. 2) Providence Service Area Advisory Committee; Not investment-related; Medford, OR; This is the philanthropic arm of Providence Medical (a hospital) that supports local organizations financially. Every year they choose who to fund and what will make the most positive impact in the Rogue Valley area; Currently none, seeking to be an advisory member; 9/2023; 4 hours/month; 1 hour/trading; Give advice to the philanthropic arm of Providence on what local organizations can benefit from their funding. Organizations that provide available community resources example: Housing resources and utility assistance. 3) Esmeralda Angulo DBA Esmeralda Angulo; Investment-related; Medford, OR; Rental; Owner; 5/2025; 1 hour/month; 0 hours/trading; Collect rent from rental and maintain property.
CRS (Client Relationship Summary) - RIA
Click below to view Esmeralda Angulo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Esmeralda Angulo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 131 E Main St, Medford, OR 97501Office #2: 1242 Court St, Medford, OR 97501Office #3: 3720 S Sixth St, Klamath Falls, OR 97603RIA
BD
CRD#: 14455
Medford, OR
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 131 E Main St, Medford, OR 97501Office #2: 1242 Court St, Medford, OR 97501Office #3: 3720 S Sixth St, Klamath Falls, OR 97603RIA
BD
CRD#: 14455
Medford, OR
Past
November 4, 2022 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Medford, OR
Past
November 4, 2022 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Medford, OR
Past
February 4, 2016 - November 6, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
MEDFORD, OR
Past
October 1, 2012 - November 6, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MEDFORD, OR
Past
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MEDFORD, OR
Past
February 3, 2006 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
MEDFORD, OR
Past
April 16, 2004 - September 26, 2005
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2026)
RR
California(2/13/2026)
RR
Florida(2/17/2026)
RR
Hawaii(2/13/2026)
RR
Idaho(2/13/2026)
RR
Illinois(2/13/2026)
RR
Minnesota(2/13/2026)
RR
Montana(2/13/2026)
RR
North Dakota(2/13/2026)
RR
Oregon(2/13/2026)
IAR
Oregon(2/13/2026)
RR
Texas(2/13/2026)
IAR
Texas(2/13/2026)
RR
Washington(2/13/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Ave Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Ave Ep-mn-n2wc, St. Paul, MN 55107
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
379
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| ARIAS, CARLOS ALONSO | MANAGER | 3174333 |
| BEJASA, EILEEN | MANAGER | 7002808 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER AND MANAGER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | MANAGER | 4120145 |
| FLOUM, JOEL IRA | MANAGER | 2405754 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MENACHER, EILEEN RENEE | MANAGER | 4929896 |
| ROLLAND, JODI THOMPSON | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER AND MANAGER | 5025315 |
| STEINER, STEPHEN WARD | CHIEF OPERATIONS OFFICER AND MANAGER | 2259345 |
| TRIPLETT, SHANE T | MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,992 |
| AUM (Assets Under Management) | $ 1,796,069,079 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
