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WC

Wayne Chen

AIP CAPITAL MARKETS
ROLLING HILLS ESTATES, CA 90274
Some features on this profile are disabled
CRD#: 4779449
WC

Professional summary

Wayne Chen, who also goes by Chia Hung Chen, Wayne H Chen, is a registered financial professional currently at AIP CAPITAL MARKETS LLC located in Rolling Hills Estates, California and ACHELOUS PARTNERS, LLC located in New York City, New York.

Wayne is registered as a RR (Registered Representative) and started their career in finance in 2013. Wayne has worked at 4 firms and has passed the SIE, Series 99 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chia Hung Chen | Wayne H Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

AIP CAPITAL MARKETS LLC

Office #1: 4 Santa Cruz, Rolling Hills Estates, CA 90274
BD
CRD#: 288932
ROLLING HILLS ESTATES, CA
Current

March 31, 2026 - Present

ACHELOUS PARTNERS, LLC

Office #1: 800 Third Avenue, Floor 21, New York City, NY 10022
BD
CRD#: 123380
New York City, NY
Current

April 9, 2026 - Present

COVENTRY SECURITIES, LLC

Office #1: 7111 Valley Green Road, Fort Washington, PA 19034
BD
CRD#: 150462
Fort Washington, PA
Past

September 10, 2013 - February 20, 2026

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/6/2013
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/20/2017
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
COVENTRY SECURITIES, LLC
COVENTRY SECURITIES, LLC | HF SECURITIES, LLC

CRD#: 150462 / SEC#: , 8-68262

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7111 Valley Green Road, Fort Washington, PA 19034
Mailing Address
7111 Valley Green Road, Fort Washington, PA 19034
Phone number
(877) 836-8300
Established
Delaware since 04/21/2009
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BUERGER 2003 FAMILY TRUSTSOLE MEMBER
BUERGER, CONSTANCE MTRUSTEE OF BUERGER 2003 FAMILY TRUST
DA SILVA, ALINEFINOP, POO, FOP6082324
JACOBS, NEAL STEWARTLLC MANAGER/CEO4205122
WELSH, AMY MARIELLC MANAGER/CCO5977889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COVENTRY SECURITIES, LLC

CRD#: 150462Rolling Hills Estates, CA 90274

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