Kristin F. Stroth
Professional summary
Kristin Ford Stroth, who also goes by Kristin Leigh Ford, Kristin Leigh Ford Stroth Mrs., Kristin Leigh Ford Stroth, Kristin Ford Stroth, Kristin Leigh Ford-stroth, Kristin Ford Stroth, Kristin F Stroth, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristin Ford Stroth's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917December 9, 2020 - October 16, 2024
JOHN HANCOCK DISTRIBUTORS LLC
July 25, 2019 - September 29, 2020
EQUITABLE ADVISORS, LLC
December 21, 2017 - June 14, 2019
EQUITY SERVICES, INC.
June 27, 2014 - May 23, 2017
MML DISTRIBUTORS, LLC
December 13, 2012 - April 28, 2014
LOCKTON INVESTMENT ADVISORS, LLC
December 8, 2011 - April 28, 2014
LOCKTON INVESTMENT SECURITIES, LLC
June 25, 2008 - December 7, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
May 13, 2004 - May 20, 2008
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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