JC
Joseph M. Cope
COPE CONNELLY
ARLINGTON, VA 22209
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CRD#: 4777695
JC
Professional summary
Joseph Michael Cope, CFP®, who also goes by Joseph M Cope, is a registered financial advisor currently at COPE CONNELLY located in Arlington, Virginia.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph M Cope
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) COPE CONNELLY; INVESTMENT RELATED; START 01/21/2019; 160 HOURS/MONTH; 160 HOURS/MONTH DURING MARKET HOURS; WASHINGTON; DC; OWNER; FINANCIAL SERVICE BUSINESS; MANAGING PARTNER AND ADVISER DUTIES. 2.) Insurance Agent with Mass Mutual at West Point Financial Agency in Indianapolis, IN. 3) C4M GLOBAL ADVISORS LLC; MANAGING MEMBER;INVESTMENT RELATED: YES; 816 CONNECTICUT AVE SUITE # 800 WASHINGTON, D.C. DISTRICT OF COLUMBIA 20006 USA; RELATED ADVISER OF COPE CONNELLY RIA.; MANAGING OPERATIONS AND INVESTMENTS FOR HEDGE FUND BUSINESS.; 2023-02-14; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 20;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0; 4) Prosomnus Sleep Technologies; General Partner; Location of the business: 5675 Gibraltar Drive Pleasanton CA 94588; Responsibilities Duties: Public Relations.; Start date: 2024-08-01; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Cope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
December 8, 2020 - Present
COPE CONNELLY
Office #1: 1700 N. Moore St. Suite 1130, Arlington, VA 22209RIA
CRD#: 311665
ARLINGTON, VA
Past
February 27, 2019 - December 17, 2020
INVST, LLC
RIA
CRD#: 282863
WASHINGTON, DC
Past
September 7, 2006 - February 1, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BETHESDA, MD
Past
September 4, 2006 - February 1, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BETHESDA, MD
Past
October 6, 2004 - July 26, 2006
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
BETHESDA, MD
Past
April 19, 2004 - July 26, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COPE CONNELLY
COPE CONNELLY | XPS CAPITAL LLC | GOVCONWEALTH | COPE CORRALES
CRD#: 311665 / SEC#: 801-124729
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)District of Columbia
Registered Investment Advisory firm - (4/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (4/27/2022 Terminated)New York
Registered Investment Advisory firm - (4/27/2022 Terminated)Texas
Registered Investment Advisory firm - (4/27/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/27/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(2/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
COPE CONNELLY
COPE CONNELLY | XPS CAPITAL LLC | GOVCONWEALTH | COPE CORRALES
CRD#: 311665 / SEC#: 801-124729
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)District of Columbia
Registered Investment Advisory firm - (4/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (4/27/2022 Terminated)New York
Registered Investment Advisory firm - (4/27/2022 Terminated)Texas
Registered Investment Advisory firm - (4/27/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/27/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 N. Moore St. Suite 1130, Arlington, VA 22209
Mailing Address
Phone number
(888) 336-8402
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 247,623,331 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
