Phong K. Le
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phong Khanh Le, who also goes by Phong Khanh Le, Phong Le, was a registered financial professional .
Phong is a previously registered financial professional and started their career in finance in 2006. Phong had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2025 - February 16, 2026
FARMERS FINANCIAL SOLUTIONS, LLC
August 25, 2022 - April 1, 2025
VANGUARD ADVISERS, INC.
July 22, 2022 - April 1, 2025
VANGUARD MARKETING CORPORATION
May 17, 2016 - July 6, 2020
CALLAWAY FINANCIAL SERVICES
May 17, 2016 - March 28, 2022
BOURNEHILL INVESTMENT SERVICES, INC.
June 1, 2015 - February 9, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - February 9, 2016
J.P. MORGAN SECURITIES LLC
November 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 26, 2011 - August 24, 2011
BOURNEHILL INVESTMENT SERVICES, INC.
September 7, 2007 - October 15, 2009
CHASE INVESTMENT SERVICES CORP.
July 19, 2006 - September 21, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
