BF
Benjamin A. Fisher
EAGLE STRATEGIES LLC
GRAND RAPIDS, MI 49504
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CRD#: 4777279
BF
Professional summary
Benjamin Alan Fisher is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Grand Rapids, Michigan and NYLIFE SECURITIES LLC located in Grand Rapids, Michigan.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Benjamin has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Ele's Place West Michigan - Community Board; I will serve on the Community Board for local non-profit Ele's Place West Michigan. The community board assists the organization with fund raising decisions, event planning and running, and general needs of the charity.; 2000 Michigan Street NE, Grand Rapids, MI 49503; Start Date 05/2021; Role/Title: Board Member; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours; serve on the Community Board to help plan and run events, help brainstorm ideas to achieve better community outreach, and help increase awareness of the organization] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 333 Bridge Street NW, Suite 600, Grand Rapids, MI 49504; Start Date 06/2021; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [St. Robert of Newminster Catholic Church - Faith Formation Teacher; local Catholic Church; 6477 Ada Dr SE, Ada, MI 49301; Start Date 09/2022; Role/Title: Educator/Instructor; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; teaching a 2nd Grade class of Faith Formation] [Ele's Place Governing Board; I will serve as a member of the Governing Board for Ele's Place Michigan; 1145 W. Oakland Ave, Lansing, MI 48915; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [NAIFA Michigan ; I serve in a Director position on the NAIFA Michigan board. NAIFA Michigan serves our industry through advocacy and education of insurance and financial advisors.; P.O. Box 530, Dewitt, MI 48820; Start Date 01/2024; Role/Title: Board Member; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF PROSPER FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (GRAND RAPIDS, MI); START DATE: 01/2025]
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Alan Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2018 - Present
EAGLE STRATEGIES LLC
Office #1: 333 Bridge Street Nw Suite 600, Grand Rapids, MI 49504RIA
CRD#: 110826
GRAND RAPIDS, MI
Current
May 20, 2004 - Present
NYLIFE SECURITIES LLC
Office #1: 333 Bridge Street Nw Suite 600, Grand Rapids, MI 49504BD
CRD#: 5167
Grand Rapids, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/15/2010)
RR
California(10/1/2024)
RR
Florida(3/5/2024)
RR
Georgia(5/21/2024)
RR
Indiana(2/20/2013)
RR
Michigan(5/21/2004)
IAR
Michigan(9/15/2018)
RR
Minnesota(5/12/2021)
RR
New Jersey(2/1/2011)
RR
New York(7/14/2005)
RR
Virginia(7/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Grand Rapids, MI 49504TRUST BUT VERIFY
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