KA
Kyle S. Aschliman
CETERA INVESTMENT ADVISERS LLC
Fort Wayne, IN
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CRD#: 4776550
KA
Professional summary
Kyle Steven Aschliman, AIF®, ChFC®, CLU®, who also goes by Kyle Steven Aschliman Mr., Kyle Aschliman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA ADVISORS LLC located in Fort Wayne, Indiana.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kyle has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Steven Aschliman Mr. | Kyle Aschliman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2005; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ASCH FINANCIAL LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA / TAX PLANNING PURPOSES; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: MANAGER; 3. NAME OF OTHER BUSINESS: ASCHLIMAN INVESTMENT TRADING LLC; INVESTMENT RELATED: NO; ADDRESS: FORT WAYNE, IN 46814; NATURE OF BUSINESS: SELF-DIRECTED IRA / PERSONAL TRADING; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: XXTIMEFROMOBAXX APX NUMBER OF HOURS DURING TRADING HOURS: XXTIMEFROMOBAXX BRIEF DESCRIPTION OF DUTIES: MANAGER;
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Steven Aschliman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 29, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 2720 Dupont Commerce Ct, Fort Wayne, IN 46825RIA
CRD#: 105644
Fort Wayne, IN
Current
July 29, 2025 - Present
CETERA ADVISORS LLC
Office #1: 2720 Dupont Commerce Ct. Ste 100, Fort Wayne, IN 46825BD
CRD#: 10299
Fort Wayne, IN
Past
January 2, 2018 - July 30, 2025
SPC
RIA
CRD#: 110692
Fort Wayne, IN
Past
January 2, 2018 - July 30, 2025
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Fort Wayne, IN
Past
January 10, 2013 - December 31, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
FORT WAYNE, IN
Past
January 9, 2013 - December 31, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
FORT WAYNE, IN
Past
January 10, 2008 - December 31, 2012
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
January 19, 2007 - July 19, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 1, 2004 - January 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WAYNE, IN
Past
May 28, 2004 - January 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2025)
RR
Arizona(8/5/2025)
RR
California(7/29/2025)
RR
Colorado(7/30/2025)
RR
Florida(7/30/2025)
RR
Hawaii(7/30/2025)
RR
Idaho(8/5/2025)
RR
Illinois(8/5/2025)
IAR
Indiana(7/29/2025)
RR
Indiana(7/30/2025)
RR
Iowa(7/31/2025)
RR
Kansas(7/30/2025)
RR
Louisiana(7/30/2025)
RR
Maine(7/31/2025)
RR
Maryland(8/1/2025)
RR
Michigan(7/31/2025)
RR
Minnesota(7/30/2025)
RR
Missouri(7/30/2025)
RR
Nebraska(7/30/2025)
RR
Nevada(7/30/2025)
RR
New Mexico(7/31/2025)
RR
Ohio(7/30/2025)
IAR
Texas(7/29/2025)
RR
Texas(7/30/2025)
RR
Utah(7/30/2025)
RR
Virginia(7/31/2025)
RR
Wisconsin(8/6/2025)
RR
Wyoming(7/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
