Jaywant Srivatsa
Professional summary
Jaywant Srivatsa, who also goes by Jay Srivatsa, is a registered financial advisor currently at FUTURE WEALTH LLC located in Monte Serano, California.
Jaywant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jaywant has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jaywant Srivatsa's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2016 - Present
FUTURE WEALTH LLC
October 8, 2009 - September 30, 2015
CHARDAN CAPITAL MARKETS LLC
August 29, 2008 - October 12, 2009
A.G.P. / ALLIANCE GLOBAL PARTNERS
April 5, 2005 - August 26, 2008
ROTH CAPITAL PARTNERS, LLC
June 10, 2004 - February 23, 2005
PACIFIC GROWTH EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/15/2016)
(8/11/2016)
(8/5/2016)
Exams
Current Firm
FUTURE WEALTH LLC
CRD#: 283911 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 60,494,888 |
Red Flags
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