Brian J. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Freeman, CIMA® was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2006. Brian had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2020 - February 24, 2023
THE LONDON COMPANY OF VIRGINIA
April 14, 2009 - January 6, 2020
RAYMOND JAMES & ASSOCIATES, INC.
June 19, 2008 - January 6, 2020
CARILLON FUND DISTRIBUTORS, INC.
February 6, 2006 - January 6, 2020
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654 / SEC#: 801-46604
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654 / SEC#: 801-46604
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,024 |
| AUM (Assets Under Management) | $ 16,008,686,369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
