Diego A. Muruzumbay
Professional summary
Diego Armando Muruzumbay is a registered financial professional currently at FALCON SQUARE CAPITAL, LLC located in Raleigh, North Carolina.
Diego is registered as a RR (Registered Representative) and started their career in finance in 2004. Diego has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Diego Armando Muruzumbay's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
FALCON SQUARE CAPITAL, LLC
Office #1: 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607March 2, 2016 - March 14, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 14, 2014 - November 30, 2015
STATE FARM VP MANAGEMENT CORP.
October 1, 2012 - July 24, 2013
J.P. MORGAN SECURITIES LLC
November 9, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 24, 2004 - December 31, 2006
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 6/29/2023
Operations Professional ExaminationFINRA
Current Firm
FALCON SQUARE CAPITAL, LLC
CRD#: 165225 / SEC#: , 8-69147
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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Company Information
FALCON SQUARE CAPITAL, LLC
CRD#: 165225Raleigh, NC 27607TRUST BUT VERIFY
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