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JK

James P. Kenney

PREFERRED CAPITAL SECURITIES
Atlanta, GA 30327
Some features on this profile are disabled
CRD#: 4775521
JK

Professional summary

James Patrick Kenney, who also goes by Jim Kenney, James Patrick Kenney Jr, James Patrick Kenney Jr, James Patrick Kenney Jr., James Patrick Kenney, is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia.

James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Kenney | James Patrick Kenney Jr | James Patrick Kenney Jr | James Patrick Kenney Jr. | James Patrick Kenney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Patrick Kenney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2025 - Present

PREFERRED CAPITAL SECURITIES, LLC

Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327
BD
CRD#: 169719
Atlanta, GA
Past

August 11, 2023 - June 16, 2025

PACIFIC OAK CAPITAL MARKETS, LLC

BD
CRD#: 309350
COSTA MESA, CA
Past

October 14, 2021 - July 24, 2023

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

February 9, 2021 - September 30, 2021

COLORADO FINANCIAL SERVICE CORPORATION

RIA
CRD#: 104343
Walnut Creek, CA
Past

February 9, 2021 - September 30, 2021

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
CENTENNIAL, CO
Past

December 11, 2019 - July 24, 2020

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

March 22, 2019 - November 7, 2019

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

June 4, 2018 - October 29, 2018

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
SCHAUMBURG, IL
Past

November 2, 2017 - June 12, 2018

SHOPOFF SECURITIES, INC.

BD
CRD#: 142866
IRVINE, CA
Past

April 24, 2015 - September 27, 2017

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

February 5, 2008 - January 15, 2015

NATIXIS ADVISORS, LLC

RIA
CRD#: 106800
BOSTON, MA
Past

January 11, 2008 - January 15, 2015

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
San Francisco, CA
Past

April 3, 2006 - December 21, 2007

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
WELLESLEY, MA
Past

February 28, 2006 - December 21, 2007

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WELLESLEY, MA
Past

September 13, 2005 - February 16, 2006

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
WARWICK, RI
Past

August 11, 2005 - February 16, 2006

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/17/2025)
RR
California
(6/17/2025)
RR
Georgia
(6/17/2025)
RR
Nevada
(6/17/2025)
RR
Oregon
(6/17/2025)
RR
Utah
(6/17/2025)
RR
Washington
(6/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/1/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PREFERRED CAPITAL SECURITIES, LLC
PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719 / SEC#: , 8-69382

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Mailing Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Phone number
(855) 330-6594
Established
Georgia since 09/17/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BADGER CREEK HOLDINGS, LLCSOLE OWNER
BEATON, DANIEL STEWARTFINOP4240769
GRABER, ERIC RYANPRESIDENT4576496
MCLEAN, CLAIRE ETHRIDGECHIEF OPERATIONS OFFICER7810116
SMALL, ORIT HEATHERCHIEF COMPLIANCE OFFICER2786459
SMITH, JEFFERY ALLENCHIEF EXECUTIVE OFFICER4039773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719Atlanta, GA 30327

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