Robert Legler
Professional summary
Robert Legler, who also goes by Flanker Legler, Robert Clarke Legler Jr, Robert Clarke Legler, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Legler's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607August 13, 2021 - July 3, 2024
SKYWAY CAPITAL MARKETS, LLC
January 2, 2020 - August 16, 2021
ARETE WEALTH MANAGEMENT, LLC
May 8, 2019 - January 8, 2020
SKYWAY CAPITAL MARKETS, LLC
October 13, 2014 - June 25, 2019
JCC CAPITAL MARKETS, LLC
January 2, 2014 - October 13, 2014
ARETE WEALTH MANAGEMENT, LLC
October 11, 2012 - December 31, 2013
CABIN SECURITIES, INC.
August 23, 2011 - September 13, 2012
COBALT CAPITAL, INC.
November 17, 2010 - September 13, 2011
MORGAN STANLEY
November 16, 2010 - September 13, 2011
MORGAN STANLEY
May 7, 2010 - July 26, 2010
MORGAN STANLEY
June 29, 2004 - May 18, 2006
CNL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2024)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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