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GZ

Gerald J. Zyskowski

OAKWOOD CAPITAL SECURITIES
North Mankato,, MN
Some features on this profile are disabled
CRD#: 477522
GZ

Professional summary


Gerald James Zyskowski is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in North Mankato,, Minnesota.

Gerald is registered as a RR (Registered Representative) and started their career in finance in 1972. Gerald has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gerald James Zyskowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 5, 1990 - Present

OAKWOOD CAPITAL SECURITIES, INC.

BD
CRD#: 21000
North Mankato,, MN
Past

October 10, 1990 - October 19, 1990

OAKWOOD CAPITAL SECURITIES, INC.

BD
CRD#: 21000
Past

September 28, 1972 - October 18, 1990

MARQUETTE FINANCIAL GROUP, INC.

BD
CRD#: 345
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/5/1991)
RR
California
(5/28/1991)
RR
Colorado
(6/9/1992)
RR
Florida
(3/20/2008)
RR
Iowa
(6/17/2011)
RR
Michigan
(3/18/1991)
RR
Minnesota
(11/6/1990)
RR
Missouri
(4/13/2007)
RR
New Mexico
(6/26/2012)
RR
Oregon
(2/13/2024)
RR
South Dakota
(11/10/2010)
RR
Texas
(9/17/2012)
RR
Washington
(3/20/2013)
RR
Wisconsin
(2/7/1991)

Exams


State Security Law Exam
RR
Series 63
Date: 2/19/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/17/1965
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


OC
OAKWOOD CAPITAL SECURITIES, INC.
GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000 / SEC#: , 8-38631

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Phone number
(952) 935-4601
Established
Minnesota since 05/11/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OAKWOOD CAPITAL SECURITIES, LLCOWNER
BASKETT, ERINFINOP, PFO, POO4538604
KING, BRANDON DOUGLASVICE PRESIDENT6371003
KING, DOUGLAS STEPHANPRESIDENT, CHIEF COMPLIANCE OFFICER1375683
KING, JASON THOMASVICE PRESIDENT6343030

Disclosures


Regulatory Event1
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000North Mankato,, MN

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