LS
Lisabeth M. Schiller
BLACKRIDGE ASSET MANAGEMENT
Burbank, CA
Some features on this profile are disabled
CRD#: 4774943
LS
Professional summary
Lisabeth Morgan Schiller, who also goes by Lisabeth M Schiller, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Burbank, California and PEAK BROKERAGE SERVICES, LLC located in Burbank, California.
Lisabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Lisabeth has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisabeth M Schiller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Activity: Nonprofit Board Member; Business Entity: Bluer Sky Advocates; Address: Pasadena, CA; Duties of Position: Fundraising, recruit board, banking; Title: Treasurer; Start Date: 04/19; Approx. # of hours per month spent on activity: 10; Approx. # of hours spent during trading hours: 0 Business Activity: Nonprofit Board Member; Business Entity: Domino Center of Los Angeles; Pasadena, CA; Duties of Position: Raise funds, recruit board; Title: Treasurer; Start Date: 05/21; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent on activity during trading hours: 0 Business Activity: Owner of LLC; Business Entity: Look For Me Partners; Address: Pasadena, CA; Duties of Position: Producer of musical theater project; Title: Principal; Start Date: 03/2020; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent on activity during trading hours: 0 Business Activity: Volunteer Advocate; Business Entity: Pasadena Complete Streets Coalition; Address: Pasadena, CA; Duties of Position: Writing; speaking, meetings, financial; Title: Treasurer; Start Date: 09/2021; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent on activity during trading hours: 0 Business Activity: Insurance Agent; Business Entity: RBC Insurance; Address: Burbank, CA; Duties of Position: sell life insurance and annuities; Title: Agent; Start Date: 07/2006; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent on activity during trading hours: 15 Business Activity: Nonprofit Board Member; Business Entity: Speakers Assn. For Ind. & Financial Edu. (SAIFE); Address: Burbank, CA; Duties of Position: Secretary and speaker; Title: Secretary; Approx. # of hours per month spent on activity: 0; Approx. # of hours spent on activity during trading hours: 0 Business Activity: Consultant for Nonprofit Organization; Business Entity: Schiller Consulting; Address: Pasadena, CA; Duties of Position: Advise nonprofits and individuals re fundraising & paperwork; Title: Principal; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 Business Activity: Partner in LLC; Business Entity: The Helpful App Company; Address: Pasadena, CA; Duties of Position: Design mobile app, raise funds; Title: Partner; Start Date: 07/21; Approx. # of hours per month spent on activity: 12; Approx. # of hours spent during trading hours: 0 Business Activity: Financial Advisor; Business Entity: Blackridge Asset Management; Address: Burbank, CA; Duties of Position: Analysis, provide financial advice; Title: Financial advisor; Start Date: 06/2024; Approx. # of hours per month spent on activity: 8; Approx. # of hours spent during trading hours: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Lisabeth Morgan Schiller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2024 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
RIA
CRD#: 277085
Burbank, CA
Current
June 10, 2024 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 303 N. Glenoaks Blvd Suite 200, Burbank, CA 91502BD
CRD#: 157045
Burbank, CA
Past
October 19, 2006 - May 31, 2024
GOLD COAST SECURITIES, INC.
RIA
CRD#: 110925
Burbank, CA
Past
June 20, 2006 - May 31, 2024
GOLD COAST SECURITIES, INC.
BD
CRD#: 110925
Burbank, CA
Past
October 31, 2005 - June 22, 2006
OSAIC SERVICES, INC.
BD
CRD#: 133763
PASADENA, CA
Past
April 6, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/10/2024)
RR
California(6/10/2024)
IAR
California(6/10/2024)
RR
Colorado(6/10/2024)
RR
Florida(6/10/2024)
RR
Georgia(6/10/2024)
RR
Maryland(6/10/2024)
RR
Nevada(6/10/2024)
RR
New Jersey(6/10/2024)
RR
North Carolina(6/10/2024)
RR
Oklahoma(6/10/2024)
RR
Texas(6/10/2024)
RR
Utah(6/10/2024)
RR
Virginia(6/10/2024)
RR
Washington(6/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
