Titus D. Allen

ASSET ONE WEALTH MANAGEMENT

Findlay, OH 45840

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CRD#: 4774894

Professional summary

Titus David Allen, CFP®, who also goes by D Titus Allen, Titus D Allen, is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Findlay, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Titus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Titus has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D Titus Allen | Titus D Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Titus David Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

December 26, 2025 - Present

ASSET ONE WEALTH MANAGEMENT, LLC

Office #1: 520 South Main St, Suite A, Findlay, OH 45840

RIA

CRD#: 336350

Findlay, OH

Current

November 17, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 520 South Main St Suite A, Findlay, OH 45840

CRD#: 35747

ALBANY, NY

Past

June 29, 2023 - November 18, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Findlay, OH

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Findlay, OH

Past

June 9, 2021 - November 18, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Findlay, OH

Past

August 16, 2017 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Findlay, OH

Past

August 14, 2017 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Findlay, OH

Past

October 11, 2007 - September 8, 2017

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

FINDLAY, OH

Past

October 11, 2007 - September 8, 2017

FIFTH THIRD SECURITIES, INC.

CRD#: 628

FINDLAY, OH

Past

February 22, 2007 - October 23, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BLUFFTON, OH

Past

July 6, 2005 - October 23, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BLUFFTON, OH

Past

March 31, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/17/2025)

Florida
(11/17/2025)

Georgia
(11/18/2025)

Illinois
(11/17/2025)

Michigan
(11/17/2025)

Nevada
(11/17/2025)

New Jersey
(11/17/2025)

Ohio
(11/17/2025)

IAR

Ohio
(12/26/2025)

Tennessee
(11/17/2025)

Texas
(11/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

AK WEALTH MANAGEMENT | ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350 / SEC#: 801-132828

RIA

Registered Investment Advisory firm - (6/6/2025 120-Day Approval)

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Contact information

Main Address

11201 Se 8th Street, Suite 105, Bellevue, WA 98004

Mailing Address

Phone number

(425) 504-830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	1,754
AUM (Assets Under Management)	$ 435,591,345

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Titus D. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Titus David Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2006

Series 6

Date: 3/30/2004

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET ONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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