WZ
Wanwan Zhang
EMERSON EQUITY LLC
Pleasanton, CA
Some features on this profile are disabled
CRD#: 4774704
WZ
Professional summary
Wanwan Zhang, who also goes by Phoebe Wanwan, Zhang Wanwan, Phoebe Zhang, is a registered financial advisor currently at EMERSON EQUITY LLC located in Pleasanton, California.
Wanwan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Wanwan has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phoebe Wanwan | Zhang Wanwan | Phoebe Zhang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)-BELLION FINANCIAL GROUP LLC- INVESTMENT RELATED-4340 STEVENS CREEK BLVD, STE 250, SAN JOSE, CA 95129-FIXED INSURANCE PLANNING AND OTHER ADDED-SERVICE CONSULTATION-JANUARY 2021-CEO-PROVIDING INSURANCE AND ESTATE PLANNING, PROVIDING ADDED-VALUE SERVICES FOR CLIENT'S OTHER WEALTH PLANNING NEEDS. 2)-BELLION INSURANCE SERVICES LLC- INVESTMENT RELATED-4340 STEVENS CREEK BLVD, STE 250, SAN JOSE, CA 95129-FIXED INSURANCE PLANNING AND CONSULTATION-MANAGER FOR YEAR 2021-160 HOURS A MONTH DURING SECURITIES TRADING HOURS-PROVIDING FIXED INSURANCE PLANNING AND ESTATE PLANNING 3)-BP OSS LLC- INVESTMENT RELATED; 3340 WALNUT AVE, STE 275 FREMONT CA 94538-CONSULTING BUSINESS; CONSULTANT, PROVIDE CONSULTING SERVICES REGARDING LIFE INSURANCE PLANNING; ZERO HOURS A DAY DURING SECURITIES TRADING HOURS; 12/21
CRS (Client Relationship Summary) - RIA
Click below to view Wanwan Zhang's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wanwan Zhang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2020 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
Pleasanton, CA
Current
December 17, 2020 - Present
EMERSON EQUITY LLC
Office #1: 155 Bovet Road, Suite 725, San Mateo, CA 94402Office #2: 155 Bovet Road, Suite 725, San Mateo, CA 94402RIA
BD
CRD#: 130032
SAN MATEO, CA
Past
September 27, 2018 - January 20, 2021
TRANSGLOBAL ADVISORY, LLC
RIA
CRD#: 168709
Fremont, CA
Past
September 27, 2018 - January 13, 2021
GLOBALINK SECURITIES, INC.
BD
CRD#: 29721
San Jose, CA
Past
June 1, 2009 - October 19, 2016
MORGAN STANLEY
RIA
CRD#: 149777
MENLO PARK, CA
Past
June 1, 2009 - October 19, 2016
MORGAN STANLEY
BD
CRD#: 149777
MENLO PARK, CA
Past
March 1, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
MENLO PARK, CA
Past
March 1, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
MENLO PARK, CA
Past
February 1, 2006 - February 20, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PALO ALTO, CA
Past
July 13, 2005 - February 20, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PALO ALTO, CA
Past
October 20, 2004 - July 7, 2005
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/17/2020)
IAR
California(12/18/2020)
RR
Georgia(12/3/2024)
RR
Massachusetts(12/6/2023)
RR
New Jersey(12/6/2023)
RR
Washington(12/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
