James ". Kotagides

T.T.G. FINANCIAL

CANTON, OH 44718

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CRD#: 4774339

Professional summary

James "nmn" Kotagides, who also goes by James Kotagides, is a registered financial advisor currently at T.T.G. FINANCIAL, INC. located in Canton, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 2 firms and has passed the Series 66, Series 3 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

James Kotagides

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James "nmn" Kotagides's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2006 - Present

T.T.G. FINANCIAL, INC.

Office #1: 4790 Douglas Cir Nw Suite 102, Canton, OH 44718

RIA

CRD#: 129004

CANTON, OH

Past

January 12, 2005 - October 11, 2006

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CANTON, OH

Past

March 31, 2004 - October 11, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

CANTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T.T.G. FINANCIAL, INC.

T.T.G. FINANCIAL, INC. | WESTERN RESERVE WEALTH MANAGEMENT

CRD#: 129004 / SEC#: 801-118184

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (3/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/17/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 3/26/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/30/2004

General Securities Representative Examination

Current Firm

T.T.G. FINANCIAL, INC.

T.T.G. FINANCIAL, INC. | WESTERN RESERVE WEALTH MANAGEMENT

CRD#: 129004 / SEC#: 801-118184

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (3/9/2020 Terminated)

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Contact information

Main Address

4790 Douglas Cir Nw Suite 102, Canton, OH 44718

Mailing Address

Phone number

(330) 491-2220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NARRATIVE ADV PART II A & B (2/23/2026)

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 194,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James ". Kotagides

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James "nmn" Kotagides's CRS (Customer Relationship Summary).

Certified licenses

Experience

T.T.G. FINANCIAL, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

T.T.G. FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2004

Series 3

Date: 3/26/2008

Series 7

Date: 3/30/2004

Current Firm

T.T.G. FINANCIAL, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T.T.G. FINANCIAL, INC.

TRUST BUT VERIFY

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