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MM

Michael J. Manuel

CETERA INVESTMENT ADVISERS
WEST PALM BEACH, FL 33401
Some features on this profile are disabled
CRD#: 4773808
MM

Professional summary

Michael Joseph Manuel, who also goes by Michael J Manuel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Palm Beach, Florida and CETERA INVESTMENT SERVICES LLC located in West Palm Beach, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael J Manuel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Manuel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401
RIA
CRD#: 105644
WEST PALM BEACH, FL
Current

March 31, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401
BD
CRD#: 15340
West Palm Beach, FL
Past

March 9, 2023 - December 16, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
WEST PALM BEACH, FL
Past

March 8, 2023 - December 16, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
WEST PALM BEACH, FL
Past

November 10, 2016 - January 4, 2023

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
PALM BEACH, FL
Past

August 16, 2013 - January 4, 2023

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
PALM BEACH, FL
Past

December 16, 2011 - July 17, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WELLINGTON, FL
Past

November 15, 2007 - November 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WEST PALM BEACH, FL
Past

October 16, 2007 - November 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WEST PALM BEACH, FL
Past

February 1, 2006 - January 26, 2007

WAMU INVESTMENTS, INC.

BD
CRD#: 599
WEST PALM BEACH, FL
Past

February 3, 2005 - October 26, 2005

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
PALM BEACH GARDENS, FL
Past

January 6, 2005 - October 26, 2005

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

October 28, 2004 - December 14, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/10/2026)
IAR
Florida
(4/6/2026)
RR
Florida
(4/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644West Palm Beach, FL 33401

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