Richard J. Ryder

BAY CAPITAL

Tampa, FL 33609

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CRD#: 4773510

Professional summary

Richard J Ryder, who also goes by Richard J Ryder II, is a registered financial advisor currently at BAY CAPITAL located in Tampa, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard J Ryder Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bay Capital. Investment related. 4100 W Kennedy Blvd., Suite 305, Tampa, FL 33609. Investment Advisory, Retirement planning, asset management. Agent, Investment Advisory Associate. Start Date: 01/01/2020. Hours per month: 10. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Solicit new clients, manage existing ones. 2) Dioceses of St. Petersburg Pension Board, Is Not Investment Related, Pension Board, Advisor, Start Date: 2008-06-01,1 hour per month, 0 hours per month during trading hours, No Compensation, Advisor to the Investment Committee for the pension of the Diocese of St. Petersburg. 3) Ryder Capital, Inc.", Is Not Investment Related, 9801 Oak St NE Saint Petersburg FL, 33702. Corp Checking account, Owner,2011-01-01,3 hours per month,0 hours per month during trading hours, No Compensation Compensation, Checking records and accounting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard J Ryder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2020 - Present

BAY CAPITAL

Office #1: 4100 W. Kennedy Boulevard Suite 305, Tampa, FL 33609

RIA

CRD#: 113776

Tampa, FL

Current

April 21, 2020 - Present

CALTON & ASSOCIATES, INC.

Office #1: 4100 West Kennedy Blvd. Suite 305, Tampa, FL 33609

RIA

CRD#: 20999

Tampa, FL

Past

January 23, 2013 - May 18, 2020

RYDER CAPITAL, INC.

RIA

CRD#: 164992

ST PETERSBURG, FL

Past

September 21, 2009 - April 20, 2020

SECURITIES RESEARCH, INC. OF FLORIDA

CRD#: 6516

TAMPA, FL

Past

April 30, 2009 - October 1, 2012

SCS ASSET MANAGEMENT, INC

RIA

CRD#: 132450

TAMPA, FL

Past

May 23, 2008 - January 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TAMPA, FL

Past

April 25, 2008 - January 15, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TAMPA, FL

Past

July 7, 2004 - April 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAINT PETERSBURG, FL

Past

June 4, 2004 - April 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAINT PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/30/2021)

Florida
(4/21/2020)

IAR

Florida
(5/5/2020)

Georgia
(4/27/2022)

Indiana
(1/25/2024)

Kansas
(4/30/2021)

North Carolina
(4/21/2020)

Ohio
(4/30/2021)

South Carolina
(6/8/2020)

Tennessee
(2/2/2022)

Virginia
(4/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BAY CAPITAL

BAY CAPITAL | STEPHEN M. COOPER | BAY CAPITAL, REGISTERED INVESTMENT ADVISOR

CRD#: 113776 / SEC#: 801-40965

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Florida

Registered Investment Advisory firm - (6/27/2012 Approved)

Louisiana

Registered Investment Advisory firm - (11/12/2024 Approved)

Texas

Registered Investment Advisory firm - (5/29/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4100 W. Kennedy Boulevard Suite 305, Tampa, FL 33609

Mailing Address

Phone number

(813) 286-1553

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 45,273,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Ryder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard J Ryder's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

RYDER CAPITAL, INC.

SECURITIES RESEARCH, INC. OF FLORIDA

SCS ASSET MANAGEMENT, INC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2004

FINRA

Current Firm

BAY CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAY CAPITAL

TRUST BUT VERIFY

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