Richard J Ryder
Professional Summary
Richard J Ryder, who also goes by Richard J Ryder II, is a registered financial advisor currently at BAY CAPITAL located in Tampa, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard J Ryder Ii
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BAY CAPITAL | STEPHEN M. COOPER | BAY CAPITAL, REGISTERED INVESTMENT ADVISOR
Contact Information
Main Address
4100 W. Kennedy Boulevard Suite 305, Tampa, FL 33609Phone Number
(813) 286-1553# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
239AUM (Assets Under Management)
$56,087,434Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/30/2021)
(4/21/2020)
(5/5/2020)
(4/27/2022)
(1/25/2024)
(4/30/2021)
(4/21/2020)
(4/30/2021)
(6/8/2020)
(2/9/2026)
(1/14/2026)
(4/21/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Richard J Ryder's CRS (Customer Relationship Summary).
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