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RR

Richard J Ryder

BAY CAPITAL
TAMPA, FL
·CRD# 4773510·22 years registered

Professional Summary

Richard J Ryder, who also goes by Richard J Ryder II, is a registered financial advisor currently at BAY CAPITAL located in Tampa, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard J Ryder Ii

Blog Corner

More Resources

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

BAY CAPITALCurrent·CRD# 113776
RIA
4100 W. Kennedy Boulevard Suite 305, Tampa, FL 33609
May 5, 2020 - Present
CALTON & ASSOCIATES, INC.Current·CRD# 20999
RIA
BD
4100 West Kennedy Blvd. Suite 305, Tampa, FL 33609
April 21, 2020 - Present

Past

RYDER CAPITAL, INC.Past·CRD# 164992
RIA
St Petersburg, FL
January 23, 2013 - May 18, 2020
SECURITIES RESEARCH, INC. OF FLORIDAPast·CRD# 6516
BD
Tampa, FL
September 21, 2009 - April 20, 2020
SCS ASSET MANAGEMENT, INCPast·CRD# 132450
RIA
Tampa, FL
April 30, 2009 - October 1, 2012
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
RIA
Tampa, FL
May 23, 2008 - January 15, 2009
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Tampa, FL
April 25, 2008 - January 15, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Saint Petersburg, FL
July 7, 2004 - April 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Saint Petersburg, FL
June 4, 2004 - April 30, 2008

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Current Firm

BC
BAY CAPITAL

BAY CAPITAL | STEPHEN M. COOPER | BAY CAPITAL, REGISTERED INVESTMENT ADVISOR

CRD#: 113776 / SEC#: 801-40965
RIA
Registered Investment Advisory firm - SEC (6/28/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (6/27/2012 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (11/12/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (5/29/2012 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4100 W. Kennedy Boulevard Suite 305, Tampa, FL 33609

Phone Number

(813) 286-1553

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

239

AUM (Assets Under Management)

$56,087,434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bay Capital. Investment related. 4100 W Kennedy Blvd., Suite 305, Tampa, FL 33609. Investment Advisory, Retirement planning, asset management. Agent, Investment Advisory Associate. Start Date: 01/01/2020. Hours per month: 10. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Solicit new clients, manage existing ones. 2) Dioceses of St. Petersburg Pension Board, Is Not Investment Related, Pension Board, Advisor, Start Date: 2008-06-01,1 hour per month, 0 hours per month during trading hours, No Compensation, Advisor to the Investment Committee for the pension of the Diocese of St. Petersburg. 3) Ryder Capital, Inc.", Is Not Investment Related, 9801 Oak St NE Saint Petersburg FL, 33702. Corp Checking account, Owner,2011-01-01,3 hours per month,0 hours per month during trading hours, No Compensation Compensation, Checking records and accounting

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/30/2021)
RR
Florida
(4/21/2020)
IAR
Florida
(5/5/2020)
RR
Georgia
(4/27/2022)
RR
Indiana
(1/25/2024)
RR
Kansas
(4/30/2021)
RR
North Carolina
(4/21/2020)
RR
Ohio
(4/30/2021)
RR
South Carolina
(6/8/2020)
RR
Tennessee
(2/9/2026)
RR
Texas
(1/14/2026)
RR
Virginia
(4/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Richard J Ryder's CRS (Customer Relationship Summary).

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