Dorsey D. Farr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorsey David Farr, CFA was a registered financial professional .
Dorsey is a previously registered financial professional and started their career in finance in 2004. Dorsey had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2007 - January 16, 2015
PEACHTREE INVESTMENT ADVISORS, INC.
March 16, 2004 - January 31, 2007
WILMINGTON TRUST INVESTMENT MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEACHTREE INVESTMENT ADVISORS, INC.
CRD#: 139942 / SEC#: 801-66552
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.