Judith W. Hamilton

HAMILTON INVESTMENT ADVISORS

SOLANA BEACH, CA 92075

Some features on this profile are disabled

CRD#: 4773218

Professional summary

Judith Wren Hamilton, who also goes by Judith Wren Smith, is a registered financial advisor currently at HAMILTON INVESTMENT ADVISORS, LLC located in Solana Beach, California.

Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Judith has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Judith Wren Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith Wren Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2004 - Present

HAMILTON INVESTMENT ADVISORS, LLC

Office #1: 323 North Pacific Coast Hwy 101, Solana Beach, CA 92075

RIA

CRD#: 130806

SOLANA BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/26/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2004

Uniform Investment Adviser Law Examination

Current Firm

HAMILTON INVESTMENT ADVISORS, LLC

CRD#: 130806 / SEC#: 801-63171

RIA

Registered Investment Advisory firm - (6/24/2005 Terminated)

California

Registered Investment Advisory firm - (6/9/2005 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

323 North Pacific Coast Hwy 101, Solana Beach, CA 92075

Mailing Address

Phone number

(858) 481-7702

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Judith W. Hamilton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith Wren Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMILTON INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2004

Current Firm

HAMILTON INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

HAMILTON INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors