Peng Xiao
STRATEGIC ADVISERS LLC | Investor Center Planning Consultant
PHILADELPHIA, PA
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CRD#: 4773178
Professional summary
Peng Xiao, who also goes by Tina XIao, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Philadelphia, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Marlton, New Jersey.
Peng is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Peng has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I collaborate with clients to make educated smart financial decisions together. People work with me to leverage my 19+years of industry experience. I have worked with a diverse group of clients with a wide variety of needs and goals. I truly believe that my knowledge, skills and passion for financial planning and truly understanding your personal situation will help work towards the success of your financial well-being.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tina Xiao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peng Xiao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
SUNY at Binghamton
Master of Business Administration (MBA) - Finance and Management Information System
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 501 Route 73 South Suite N, Marlton, NJ 08053RIA
CRD#: 104555
PHILADELPHIA, PA
Current
February 23, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 501 Route 73 South Suite N, Marlton, NJ 08053BD
CRD#: 7784
Marlton, NJ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MARLTON, NJ
Past
March 10, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MARLTON, NJ
Past
July 1, 2010 - December 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
July 1, 2010 - December 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
August 21, 2008 - April 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
VESTAL, NY
Past
January 24, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 24, 2005 - April 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
VESTAL, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/5/2022)
RR
California(4/23/2020)
RR
Colorado(7/5/2022)
RR
Connecticut(7/31/2021)
RR
Delaware(2/23/2011)
RR
District of Columbia(7/5/2022)
RR
Florida(2/23/2011)
RR
Georgia(7/5/2022)
RR
Hawaii(7/5/2022)
RR
Illinois(7/31/2021)
RR
Indiana(7/5/2022)
RR
Louisiana(7/5/2022)
RR
Maryland(4/9/2021)
RR
Massachusetts(8/17/2020)
RR
Minnesota(7/5/2022)
RR
Montana(7/5/2022)
RR
Nevada(4/23/2020)
RR
New Hampshire(6/4/2021)
RR
New Jersey(2/23/2011)
IAR
New Jersey(3/31/2025)
RR
New Mexico(7/5/2022)
RR
New York(1/2/2015)
RR
North Carolina(3/4/2022)
RR
Ohio(7/6/2022)
RR
Pennsylvania(2/23/2011)
IAR
Pennsylvania(3/31/2025)
RR
South Carolina(4/23/2020)
RR
Tennessee(7/5/2022)
RR
Texas(5/30/2017)
IAR
Texas(3/31/2025)
RR
Vermont(7/5/2022)
RR
Virginia(4/23/2020)
RR
Washington(7/5/2022)
RR
West Virginia(7/31/2021)
RR
Wisconsin(7/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investor Center Planning ConsultantCRD#: 104555Philadelphia, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
