Scott Randal Schatzle
CFP®Professional Summary
Scott Randal Schatzle, CFP® is a registered financial advisor currently at MUTUAL TRUST ADVISORY GROUP located in Estero, Florida. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Scott has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
MUTUAL TRUST ADVISORY GROUP | MUTUAL TRUST FAMILY OFFICE | MUTUAL TRUST ADVISORY GROUP, INC.
Contact Information
Main Address
23190 Fashion Drive Suite P203, Estero, FL 33928Phone Number
(239) 204-4333# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
491AUM (Assets Under Management)
$165,776,178Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MUTUAL TRUST ADVISORY GROUP | MUTUAL TRUST FAMILY OFFICE | MUTUAL TRUST ADVISORY GROUP, INC.
State Registrations and Notice Filings
(2/11/2016)
(8/16/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2004About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Randal Schatzle's CRS (Customer Relationship Summary).
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