Scott R. Schatzle

MUTUAL TRUST ADVISORY GROUP

Estero, FL 33928

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CRD#: 4773107

Professional summary

Scott Randal Schatzle, CFP® is a registered financial advisor currently at MUTUAL TRUST ADVISORY GROUP located in Estero, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Scott has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

23190 FASHION DRIVE, LLC - Real Estate Holding Company, 1 hour/month spent in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Randal Schatzle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 11, 2016 - Present

MUTUAL TRUST ADVISORY GROUP

Office #1: 23190 Fashion Drive Suite P203, Estero, FL 33928

RIA

CRD#: 277060

Estero, FL

Past

February 25, 2013 - July 7, 2016

DYNAMIC

RIA

CRD#: 151367

FORT MYERS, FL

Past

November 2, 2009 - February 11, 2013

UHLER VERTICH WHITE ADVISORS

RIA

CRD#: 130716

FORT MYERS, FL

Past

August 4, 2009 - February 6, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FORT MYERS, FL

Past

December 18, 2007 - May 21, 2009

FAC WEALTH MANAGEMENT, LLC

RIA

CRD#: 145539

NAPLES, FL

Past

September 29, 2007 - December 12, 2007

TRIAD ADVISORS LLC

CRD#: 25803

NAPLES, FL

Past

May 18, 2004 - April 6, 2006

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUTUAL TRUST ADVISORY GROUP

MUTUAL TRUST ADVISORY GROUP | MUTUAL TRUST FAMILY OFFICE | MUTUAL TRUST ADVISORY GROUP, INC.

CRD#: 277060 / SEC#: 801-121401

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Florida

Registered Investment Advisory firm - (6/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/11/2016)

IAR

Texas
(8/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/10/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MUTUAL TRUST ADVISORY GROUP

MUTUAL TRUST ADVISORY GROUP | MUTUAL TRUST FAMILY OFFICE | MUTUAL TRUST ADVISORY GROUP, INC.

CRD#: 277060 / SEC#: 801-121401

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Florida

Registered Investment Advisory firm - (6/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/11/2021 Terminated)

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Contact information

Main Address

23190 Fashion Drive Suite P203, Estero, FL 33928

Mailing Address

Phone number

(239) 204-4333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2B SCHATZLE (3/14/2025)

ADV PART 2B RYAN ROCUANT (3/14/2025)

PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	424
AUM (Assets Under Management)	$ 127,971,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Schatzle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Randal Schatzle's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC

UHLER VERTICH WHITE ADVISORS

RAYMOND JAMES FINANCIAL SERVICES, INC.

FAC WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

MUTUAL TRUST ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/2009

Series 7

Date: 8/10/2009

Series 6

Date: 5/17/2004

Current Firm

MUTUAL TRUST ADVISORY GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUTUAL TRUST ADVISORY GROUP

TRUST BUT VERIFY

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