Ruth E. Hancock
Professional summary
Ruth Elizabeth Hancock, who also goes by Ruth Elizabeth Simpson, is a registered financial professional currently at FIRST WESTERN SECURITIES, INC. located in Oklahoma City, Oklahoma.
Ruth is registered as a RR (Registered Representative) and started their career in finance in 2012. Ruth has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ruth Elizabeth Hancock's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2019 - Present
FIRST WESTERN SECURITIES, INC.
Office #1: 3545 Nw 58th Street #725, Oklahoma City, OK 73112August 28, 2012 - November 22, 2019
ST. BERNARD FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2019)
(11/19/2019)
Exams
FINRA
Current Firm
FIRST WESTERN SECURITIES, INC.
CRD#: 19537 / SEC#: 801-70430, 8-37613
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 41,715,412 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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