Helaine M. Zuckerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helaine Meryl Zuckerman, who also goes by Helaine Meryl Kops, Helaine Kops, was a registered financial professional .
Helaine is a previously registered financial professional and started their career in finance in 1971. Helaine had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1999 - August 11, 2017
VERITAS SECURITIES CORP.
May 23, 1985 - September 21, 2004
STUART FRANKEL & CO., INCORPORATED
July 31, 1973 - January 27, 1978
STUART FRANKEL & CO.
March 17, 1971 - January 13, 1973
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/23/2008
Limited Representative-Equity Trader ExamSeries 1
Date: 2/25/1970
Registered Representative ExaminationSeries 40
Date: 12/11/1975
Registered Principal ExaminationCurrent Firm
VERITAS SECURITIES CORP.
CRD#: 46895 / SEC#: , 8-51595
Contact information
Documents
Red Flags
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