Daniel G. Platt
Professional summary
Daniel Gerald Platt, CFP® is a registered financial advisor currently at NEUMANN CAPITAL MANAGEMENT located in Foster City, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Gerald Platt's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
September 1, 2022 - Present
NEUMANN CAPITAL MANAGEMENT
Office #1: 303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167October 13, 2017 - August 5, 2019
BRIO FINANCIAL GROUP
April 7, 2009 - October 18, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
February 8, 2008 - October 18, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
March 15, 2004 - June 29, 2006
PACIFIC GROWTH EQUITIES, LLC
Primary Firm SEC Registration
NEUMANN CAPITAL MANAGEMENT
CRD#: 112182 / SEC#: 801-41001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2022)
(9/1/2022)
(9/1/2022)
Exams
Series 55
Date: 12/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
NEUMANN CAPITAL MANAGEMENT
CRD#: 112182 / SEC#: 801-41001
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 584 |
| AUM (Assets Under Management) | $ 568,518,840 |
Red Flags
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