DP
Daniel J. Pessagno
APOLLON WEALTH MANAGEMENT
Rockville, MD 20852
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CRD#: 4771227
DP
Professional summary
Daniel James Pessagno, who also goes by Daniel James Pessagno II, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Rockville, Maryland.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel James Pessagno Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- FORGE ASSET STRATEGIES 221 DUNKIRK ROAD, BALTIMORE, MD 21212,NON INVESTMENT RELATED, OWNER, 05/2016-ONGOING, 8 HOURS PER MONTH, 0 TRADE HOURS. MANAGES RENTAL PROPERTIES. - James Pessagno Solo Prop; Investment Related, Yes; Towson, MD; Offering group benefits to business owners; Sales; Start Date 10/1/2024; Hrs/Mth 15; Hrs/Mth during trading 10; Working with business owners to design benefit packages - DJP2. LLC | Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Pessagno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2024 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 1101 Wootton Parkway Suite 980, Rockville, MD 20852RIA
CRD#: 291902
Rockville, MD
Past
August 16, 2018 - December 31, 2024
CIC WEALTH, LLC
RIA
CRD#: 290198
OWING MILLS, MD
Past
February 1, 2017 - July 5, 2018
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Towson, MD
Past
February 1, 2017 - July 5, 2018
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Towson, MD
Past
August 11, 2015 - December 31, 2016
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Baltimore, MD
Past
August 11, 2015 - December 31, 2016
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Baltimore, MD
Past
April 15, 2015 - August 18, 2015
WADDELL & REED
RIA
CRD#: 866
OWINGS MILL, MD
Past
April 15, 2015 - August 18, 2015
WADDELL & REED
BD
CRD#: 866
OWINGS MILL, MD
Past
April 4, 2014 - April 14, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
FOREST HILL, MD
Past
March 31, 2014 - April 14, 2015
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
FOREST HILL, MD
Past
December 5, 2006 - April 2, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
May 8, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
RIA
CRD#: 7110
TIMONIUM, MD
Past
April 26, 2004 - April 2, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
March 16, 2004 - April 23, 2004
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
