John F. Riccardi
Professional summary
John F Riccardi JR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John F Riccardi JR, who also goes by John F Riccardi Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2018 - June 4, 2018
JOSEPH STONE CAPITAL L.L.C.
July 21, 2006 - May 31, 2018
WINDSOR STREET CAPITAL, LP
July 22, 2005 - August 15, 2005
SALOMON GREY FINANCIAL CORPORATION
May 5, 2005 - June 30, 2005
J.P. TURNER & COMPANY, L.L.C.
March 23, 2004 - September 17, 2004
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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