RC
Ryan S. Cook
CETERA INVESTMENT ADVISERS LLC
SCHAUMBURG, IL 60173-2096
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CRD#: 4770480
RC
Professional summary
Ryan Scott Cook is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA WEALTH SERVICES, LLC located in Clinton, Missouri.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COOK & COMPANY WEALTH MANAGEMENT; CPA/OWNER; WEALTH MANAGEMENT; IR; 40 HRS; 3 HRS; 09/01/2015; Clinton MO 64735, United States; COOK & COMPANY WEALTH MANAGEMENT IS A DBA FOR RYAN S. COOK, CPA LLC, WHICH HAS HISTORICALLY PROVIDED CPA FIRM SERVICES. HOWEVER, RYAN S. COOK, CPA LLC IS NOW AFFILIATED WITH 1ST GLOBAL AND WILL OFFER WEALTH MANAGEMENT SERVICES. I AM THE SOLE OWNER OF THE ENTITY AND WILL OVERSEE THE PROVIDING OF WEALTH MANAGEMENT SERVICES. 2) TOTAL ADMINSTRATIVE SERVICES CORPORATION; PROVIDER; SERVICES FOR EMPLOYEE BENEFIT PLANS; IR; 5 HRS; 5 HRS; 05/01/2002; Madison WI , United States; SERVICES FOR EMPLOYEE BENEFIT PLANS & EARN A COMMISSION FOR NEW PLANS & RENEWALS 3) APK INVESTMENTS, LLC; PARTNER; REAL ESTATE; IR; NUMBER OF HOURS: 2 HRS; 2 HRS; 03/05/2007; Clinton MO, United States; LIMITED DUTIES; APK INVESTMENTS, LLC OWNS THE BUILDING THAT HOUSES CPA PRACTICE 4) BLACK STONE FARMS, LLC; MANAGING MEMBER; RENTAL REAL ESTATE; IR; 1 HRS; 1 HRS; 12/20/2012; Clinton MO, United States; Collect rents, pay expenses, manage LLC 5) TILLMAN FARMS HOMES ASSOCIATION; Secretary; Homeowner's association NIR; 1 HRS; 1 HRS; 07/31/2019; 1112 E. Ohio St., Clinton MO 64735, United States; Take notes at meetings and provide meeting minutes 6) OLD COUNTRY CLUB OFFICE PARK ASSOCIATION, INC.; Secretary/Treasurer; This association owns and cares for the common areas of our office park. NIR; 2 HRS; 2 HRS; 06/12/2019; 1112 E. Ohio St., Clinton MO 64735, United States; Take minutes at meetings, Receive association bills, Pay association bills (the board recommended one signature required for bills $2,500 or less with two signatures required for bills exceeding $2,500). Alternatively, my CPA firm could charge a nominal price for bill paying services if that would help navigate any regulations and reduce restrictions. 7) BASE; Provider NATURE: SERVICES FOR EMPLOYEE BENEFIT PLANS IR; 1 HRS; 1 HRS; 10/01/2018; 601 Visions Pkwy, Adel IA 50003, United States; SERVICES FOR EMPLOYEE BENEFIT PLANS & EARN A COMMISSION FOR NEW PLANS & RENEWALS 8) TRUMAN LAKE COMMUNITY FOUNDATION; Board Member; Provide grants to organizations in Henry County and other areas to benefit those citizens. Community Foundation of the Ozarks, a separate organization, manages the funds and makes investment decisions. NIR; 1 HRS; 0 HRS; 10/22/2019; PO Box 463, Clinton MO 64735, United States; Help with reviewing applications for potential grant recipients, attend board meetings, follow up with grant recipients to ensure funds used for purpose of application.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Scott Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096Office #2: 1112 East Ohio, Clinton, MO 64735RIA
CRD#: 105644
SCHAUMBURG, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1112 East Ohio, Clinton, MO 64735BD
CRD#: 13572
Clinton, MO
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Clinton, MO
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Clinton, MO
Past
January 6, 2015 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CLINTON, MO
Past
January 6, 2015 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Clinton, MO
Past
December 3, 2007 - January 15, 2015
OSAIC FA, INC.
RIA
CRD#: 3978
CLINTON, MO
Past
September 17, 2007 - January 15, 2015
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
June 23, 2004 - September 12, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CLINTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
Florida(9/5/2025)
RR
Kansas(9/5/2025)
RR
Missouri(9/5/2025)
IAR
Missouri(9/5/2025)
RR
Ohio(9/19/2025)
RR
South Carolina(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
