Henry A. Stiles
Professional summary
Henry Ayling Stiles, who also goes by Henry Ayling Stiles IV, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Henry is registered as a RR (Registered Representative) and started their career in finance in 2004. Henry has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Ayling Stiles's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010May 1, 2015 - April 8, 2022
CITIGROUP GLOBAL MARKETS INC.
March 30, 2015 - April 8, 2022
CITIGROUP GLOBAL MARKETS INC.
January 28, 2014 - March 11, 2015
RAYMOND JAMES & ASSOCIATES, INC.
May 2, 2013 - March 11, 2015
RAYMOND JAMES & ASSOCIATES, INC.
January 11, 2010 - December 19, 2011
RAYMOND JAMES & ASSOCIATES, INC.
April 9, 2004 - May 18, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2022)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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