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JJ

Joshua D. Jordan

J. W. COLE ADVISORS
Huntsville, AL 35802
Some features on this profile are disabled
CRD#: 4769333
JJ

Professional summary

Joshua David Jordan, who also goes by Joshua Jordan, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Huntsville, Alabama and J.W. COLE FINANCIAL, INC. located in Huntsville , Alabama.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joshua has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joshua Jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Jordan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2026 - Present

J. W. COLE ADVISORS, INC.

Office #1: 3330 L & N Drive Ste I & E, Huntsville, AL 35802
RIA
CRD#: 112294
Huntsville, AL
Current

February 3, 2026 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 3330 L & N Drive Ste I & E, Huntsville , AL 35801
BD
CRD#: 124583
Huntsville , AL
Past

March 6, 2019 - February 4, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
HUNTSVILLE, AL
Past

March 6, 2019 - February 4, 2026

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
HUNTSVILLE, AL
Past

January 4, 2017 - March 28, 2019

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
Homewood, AL
Past

January 4, 2017 - March 28, 2019

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

November 6, 2014 - November 23, 2016

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
BIRMINGHAM, AL
Past

November 5, 2014 - November 23, 2016

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
BIRMINGHAM, AL
Past

July 30, 2013 - October 31, 2014

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

March 15, 2012 - November 12, 2012

FORTITUDE ADVISORY GROUP L.L.C.

RIA
CRD#: 116083
GIG HARBOR, WA
Past

March 15, 2012 - November 12, 2012

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

June 25, 2008 - September 16, 2011

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
RIDGELAND, MS
Past

June 24, 2008 - September 16, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
RIDGELAND, MS
Past

May 10, 2007 - June 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
RIDGELAND, MS
Past

November 14, 2006 - June 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
RIDGELAND, MS
Past

April 12, 2004 - October 31, 2006

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
JACKSON, MS
Past

April 12, 2004 - October 31, 2006

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
JACKSON, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA
Registered Investment Advisory firm - (11/23/2001 Approved)
Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)
Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/3/2026)
IAR
Alabama
(2/3/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/7/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/2/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/9/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/5/2015
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA
Registered Investment Advisory firm - (11/23/2001 Approved)
Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)
Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)
PREMIUM
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Contact information

Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)
JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts29,614
AUM (Assets Under Management)$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J. W. COLE ADVISORS, INC.

CRD#: 112294Huntsville, AL 35802

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