BE
Barry A. Eastman
EAGLE STRATEGIES LLC
WINDSOR, CO 80528
Some features on this profile are disabled
CRD#: 4769177
BE
Professional summary
Barry Alan Eastman is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Windsor, Colorado and NYLIFE SECURITIES LLC located in Windsor, Colorado.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Barry has worked at 4 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; INSURANCE & FIXED ANNUITY BROKERING; 3003 E HARMONY ROAD, SUITE 120, FORT COLLINS, CO 80528; START DATE 05/2014; ROLE/TITLE: INDEPENDENT CONTRACTOR; INVESTMENT RELATED; 15 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF HIGH POINT FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; FORT COLLINS, CO; START DATE: 06/2014] [United Soccer Club; Coaching the Boys Soccer team. And, refereeing. The website of the Club is unitedsoccerco.com.; 1217 W. Eisenhower Blvd, Loveland, CO 80538; Start Date 01/2017; Role/Title: Independent Contractor; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [Rental Property; Rental (Drake, Fort Collins, CO) Residential rental condo; 801 E Drake Rd, Apt F86, Fort Collins, CO 80525; Start Date 07/2021; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; passive owner] [Larimer County Tax Liens; Purchasing tax liens; Larimer County Fairgrounds at the Ranch, 5280 Arena Circle, Loveland, CO; Start Date 11/2022; Role/Title: Investor; Investment Related; 0.25 hours per month; 0 hours per month during securities trading hours; passive investor] [The BnB Group, LLC; Multi-site private networks Cloud services Internet access Fiber, Fixed Wireless, Coax Disaster recovery Data storage and compliance VoIP; 1821 90th Ave, Greeley, CO 80634; Start Date 10/2023; Role/Title: Member; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Hope Lives! The Lydia Dody Breast Cancer Support Center; Hope Lives! adds quality of life to breast cancer patients by offering integrative support services and products that help manage the physical, emotional, social & financial side effects of breast cancer treatment.; 2627 Redwing Rd # 210, Fort Collins, CO 80526; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; help with computer services]
CRS (Client Relationship Summary) - RIA
Click below to view Barry Alan Eastman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 4650 Royal Vista Circle Suite 120, Windsor, CO 80528RIA
CRD#: 110826
WINDSOR, CO
Current
December 21, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 4650 Royal Vista Circle Suite 120, Windsor, CO 80528BD
CRD#: 5167
Windsor, CO
Past
January 25, 2010 - May 12, 2010
RAINMAKER SECURITIES, LLC
BD
CRD#: 132995
LAKEWOOD, CO
Past
May 24, 2004 - September 29, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/3/2018)
RR
California(6/1/2022)
RR
Colorado(12/21/2010)
IAR
Colorado(3/25/2014)
RR
Florida(7/24/2024)
RR
Georgia(9/22/2025)
RR
Indiana(10/14/2024)
RR
Iowa(9/26/2025)
RR
Minnesota(12/6/2021)
RR
Nebraska(3/29/2023)
RR
North Carolina(1/5/2024)
RR
South Carolina(11/15/2024)
RR
South Dakota(2/11/2025)
RR
Tennessee(6/10/2022)
RR
Texas(5/18/2022)
IAR
Texas(10/1/2025)
RR
Washington(1/2/2014)
RR
Wyoming(4/10/2013)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Windsor, CO 80528TRUST BUT VERIFY
Monitor Barry Eastman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
