AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RT

Ryan P. Tracey

BRITEHORN SECURITIES
Denver, CO 80202
Some features on this profile are disabled
CRD#: 4768737
RT

Professional summary

Ryan Patrick Tracey is a registered financial professional currently at BRITEHORN SECURITIES located in Denver, Colorado.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 62, Series 79 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Patrick Tracey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2024 - Present

BRITEHORN SECURITIES

Office #1: 1401 Lawrence St Suite 1600, Denver, CO 80202
BD
CRD#: 36402
Denver, CO
Past

January 4, 2017 - October 16, 2023

BIGELOW CAPITAL SECURITIES LLC

BD
CRD#: 141161
PORTSMOUTH, NH
Past

May 16, 2012 - December 22, 2016

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
BALTIMORE, MD
Past

February 1, 2012 - February 13, 2012

D.A. DAVIDSON & CO.

BD
CRD#: 199
COSTA MESA, CA
Past

December 6, 2010 - March 1, 2012

MCGLADREY CAPITAL MARKETS, LLC

BD
CRD#: 47639
COSTA MESA, CA
Past

April 14, 2005 - August 10, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

April 20, 2004 - February 10, 2005

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/17/2024)
RR
California
(2/17/2024)
RR
Colorado
(2/17/2024)
RR
Connecticut
(2/20/2024)
RR
Delaware
(2/17/2024)
RR
Florida
(2/17/2024)
RR
Georgia
(2/17/2024)
RR
Illinois
(2/17/2024)
RR
Indiana
(2/17/2024)
RR
Maine
(2/17/2024)
RR
Maryland
(2/17/2024)
RR
Massachusetts
(2/17/2024)
RR
Michigan
(2/17/2024)
RR
Minnesota
(2/17/2024)
RR
Missouri
(2/17/2024)
RR
Nevada
(2/17/2024)
RR
New Hampshire
(2/17/2024)
RR
New Jersey
(2/17/2024)
RR
New York
(2/17/2024)
RR
North Carolina
(2/17/2024)
RR
Ohio
(2/20/2024)
RR
Pennsylvania
(2/17/2024)
RR
Rhode Island
(2/17/2024)
RR
South Carolina
(2/17/2024)
RR
Texas
(2/17/2024)
RR
Utah
(2/17/2024)
RR
Vermont
(2/17/2024)
RR
Virginia
(2/17/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 10/25/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 10/30/2015
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 12/3/2010
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/19/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BRITEHORN SECURITIES
ANDREWS PARTNERS | LOHI SECURITIES | KEATING SECURITIES, LLC | KEATING INVESTMENTS, LLC | GIA SECURITIES, INC. | BRITEHORN SECURITIES | ANDREWS SECURITIES, LLC

CRD#: 36402 / SEC#: , 8-47217

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1401 Lawrence St Suite 1600, Denver, CO 80202
Mailing Address
1401 Lawrence St Suite 1600, Denver, CO 80202
Phone number
(720) 465-5305
Established
Colorado since 10/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRITEHORN PARTNERS LLCDIRECT OWNER
ARMSTRONG, BOBBI JEANNECHIEF COMPLIANCE OFFICER2828244
HURRY, ANDREW DUNCANCHIEF FINANCIAL OFFICER5131486
STORY, BRETT HOWARDPRINCIPAL5580403
STORY, NATALIA KLISHINACHIEF COMPLIANCE OFFICER7271729

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRITEHORN SECURITIES

CRD#: 36402Denver, CO 80202

TRUST BUT VERIFY

Monitor Ryan Tracey

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Craig Stuart Johlfs
Craig JohlfsAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Greenwood Village, CO
Ralph Milburn Jones JR
Ralph JonesAdvisorCheck Check Mark
OPPENHEIMER & CO. INC.
IAR
RR
Denver, CO
Lorie Chantelle Jones
Lorie JonesAdvisorCheck Check Mark
TANDEM FINANCIAL, LLC
IAR
GREENWOOD VILLAGE, CO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics