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MJ

Michael P. Joseph

PARALEL DISTRIBUTORS
Boston, MA 02111-2641
Some features on this profile are disabled
CRD#: 4768686
MJ

Professional summary

Michael Parks Joseph, who also goes by Michael P. Joseph, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Boston, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael P. Joseph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Parks Joseph's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: One Lincoln Street Suite 1700, Boston, MA 02111-2641
BD
CRD#: 316115
Boston, MA
Past

February 4, 2011 - August 9, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

September 29, 2009 - September 30, 2010

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

November 8, 2007 - September 29, 2009

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

May 18, 2004 - November 7, 2005

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/27/2025)
RR
Alaska
(3/27/2025)
RR
Arizona
(3/27/2025)
RR
Arkansas
(3/27/2025)
RR
California
(3/27/2025)
RR
Colorado
(3/27/2025)
RR
Connecticut
(3/27/2025)
RR
Delaware
(3/27/2025)
RR
District of Columbia
(3/27/2025)
RR
Florida
(3/27/2025)
RR
Georgia
(3/27/2025)
RR
Hawaii
(3/27/2025)
RR
Idaho
(3/27/2025)
RR
Illinois
(3/27/2025)
RR
Indiana
(3/27/2025)
RR
Iowa
(3/27/2025)
RR
Kansas
(3/27/2025)
RR
Kentucky
(3/27/2025)
RR
Louisiana
(3/27/2025)
RR
Maine
(3/27/2025)
RR
Maryland
(3/27/2025)
RR
Massachusetts
(3/27/2025)
RR
Michigan
(3/27/2025)
RR
Minnesota
(3/27/2025)
RR
Mississippi
(3/27/2025)
RR
Missouri
(3/27/2025)
RR
Montana
(3/27/2025)
RR
Nebraska
(3/27/2025)
RR
Nevada
(3/27/2025)
RR
New Hampshire
(3/27/2025)
RR
New Jersey
(3/27/2025)
RR
New Mexico
(3/27/2025)
RR
New York
(3/27/2025)
RR
North Carolina
(3/27/2025)
RR
North Dakota
(3/27/2025)
RR
Ohio
(3/28/2025)
RR
Oklahoma
(3/27/2025)
RR
Oregon
(3/27/2025)
RR
Pennsylvania
(3/27/2025)
RR
Puerto Rico
(3/27/2025)
RR
Rhode Island
(3/27/2025)
RR
South Carolina
(3/27/2025)
RR
South Dakota
(3/27/2025)
RR
Tennessee
(3/27/2025)
RR
Texas
(3/27/2025)
RR
Utah
(3/27/2025)
RR
Vermont
(3/27/2025)
RR
Virgin Islands
(3/27/2025)
RR
Virginia
(3/27/2025)
RR
Washington
(3/27/2025)
RR
West Virginia
(3/27/2025)
RR
Wisconsin
(3/27/2025)
RR
Wyoming
(3/27/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/20/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/18/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1700 Broadway Suite 2100, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARALEL DISTRIBUTORS

CRD#: 316115Boston, MA 02111-2641

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