Julie A. Schatz
FORUM FINANCIAL MANAGEMENT, LP
MENLO PARK, CA 94025
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CRD#: 4767682
Professional summary
Julie Ann Schatz, CFP® is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Menlo Park, California.
Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Julie has worked at 3 firms and has passed the Series 65 exam.
Biography
I welcome your phone call or email to discuss your particular situation. From a brief conversation we will be able to tell if we might be a good fit for each other.
Question & Answer
What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Life Transitions
Do you have an area of expertise or specialization?
Business Owners
Investment Advice with Ongoing...
Real Estate Investments
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ChemGrout Inc. / ChemGrout Holdings, LLLP; Not investment-related; 805 East 31st Street, #1, La Grange Park, IL 60526; Manufacturing of grouting equipment; Member of the Board of Directors; 4/2022; 8 hours/month devoted; 0 hours during securities trading hours; Prepare for board meetings, take board meeting minutes, and help research on various topics for the organization. 2) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 08/2023; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Schatz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 11, 2023 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 1100 Alma Street Suite 200, Menlo Park, CA 94025RIA
CRD#: 145706
MENLO PARK, CA
Past
November 13, 2006 - August 1, 2023
INVESTOR'S CAPITAL MANAGEMENT, LLC
RIA
CRD#: 141060
MENLO PARK, CA
Past
March 8, 2004 - November 3, 2006
INVESTOR'S CAPITAL MANAGEMENT
RIA
CRD#: 107725
MENLO PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/11/2023)
IAR
Texas(5/11/2023)
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
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Company Information
FORUM FINANCIAL MANAGEMENT, LP
CRD#: 145706Menlo Park, CA 94025TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
