Nicholas E. Jones

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

JACKSONVILLE, OR 97530

CRD#: 4767525

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Professional summary

Nicholas Ehren Jones, CFP®, CLU®, who also goes by Nicholas Jones, Nick Jones, is a registered financial advisor currently at JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS located in Jacksonville, Oregon and GRADIENT SECURITIES, LLC located in Jacksonville, Oregon.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Jones | Nick Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ehren Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

CLU^®

Chartered Life Underwriter

Experience

Current

September 22, 2020 - Present

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

Office #1: 260 N 3rd Street, Jacksonville, OR 97530

RIA

CRD#: 152930

JACKSONVILLE, OR

Current

September 24, 2020 - Present

GRADIENT SECURITIES, LLC

Office #1: 260 N 3rd St, Jacksonville, OR 97530

RIA

CRD#: 127701

Jacksonville, OR

Past

January 4, 2006 - July 15, 2020

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

FOLSOM, CA

Past

June 24, 2004 - December 21, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

FOLSOM, CA

Past

April 26, 2004 - December 21, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS | JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLC

CRD#: 152930 / SEC#: 801-119927

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

Oregon

Registered Investment Advisory firm - (12/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/25/2020)

IAR

Oregon
(9/22/2020)

Oregon
(10/6/2020)

IAR

Texas
(9/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/23/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/2/2019

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS | JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLC

CRD#: 152930 / SEC#: 801-119927

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

Oregon

Registered Investment Advisory firm - (12/9/2020 Terminated)

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Contact information

Main Address

260 N 3rd Street, Jacksonville, OR 97530

Mailing Address

Po Box 1950, Jacksonville, OR 97530

Phone number

(541) 500-4321

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B (2/2/2026)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 221,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas E. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ehren Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

PRINCIPAL FUNDS DISTRIBUTOR, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2004

SIE

Date: 10/1/2018

Series 31

Date: 7/30/2004

Series 7

Date: 4/23/2004

Series 51

Date: 8/2/2019

Series 24

Date: 1/26/2007

FINRA

Current Firm

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS

TRUST BUT VERIFY

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