Michelle A. Rozycki
STRATEGIC ADVISERS LLC | Planning Consultant
MOUNT VERNON, IL
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CRD#: 4766937
Professional summary
Michelle Ann Rozycki, who also goes by Michelle Ann Keil, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mount Vernon, Illinois and FIDELITY BROKERAGE SERVICES LLC located in St. Louis, Missouri.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michelle has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
I'll partner with you to understand your short and long-term goals and to help you build a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families are important to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Ann Keil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-59923|OrgNmn:J&M Displays|Org Addr:Yarmouth,Iowa,US|OBA Nature:Fireworks Display Company |Invst Rel:N|Title:Employee|Duties:Pyrotechnician - set up, shoot and clean up Firework shows|StrtDt:07-02-2021|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Ann Rozycki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1524 S. Lindbergh Boulevard, St. Louis, MO 63131RIA
CRD#: 104555
MOUNT VERNON, IL
Current
March 14, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1524 S. Lindbergh Boulevard, St. Louis, MO 63131BD
CRD#: 7784
St. Louis, MO
Past
April 1, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ST. LOUIS, MO
Past
May 23, 2018 - March 15, 2019
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
EVANSVILLE, IN
Past
May 17, 2018 - March 15, 2019
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
EVANSVILLE, IN
Past
July 10, 2015 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
July 10, 2015 - March 8, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
ST LOUIS, MO
Past
January 25, 2013 - July 10, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ST. LOUIS, MO
Past
January 25, 2013 - July 10, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
October 20, 2010 - July 21, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ST. LOUIS, MO
Past
October 8, 2010 - July 21, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
September 21, 2010 - July 10, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. LOUIS, MO
Past
May 14, 2010 - July 10, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 14, 2008 - March 2, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CENTRALIA, IL
Past
May 8, 2007 - May 15, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SALEM, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2025)
RR
Alaska(1/3/2025)
RR
Arizona(12/10/2019)
RR
Arkansas(1/3/2025)
RR
California(9/6/2022)
RR
Colorado(4/23/2020)
RR
Connecticut(1/3/2025)
RR
Delaware(1/3/2025)
RR
District of Columbia(1/3/2025)
RR
Florida(9/6/2019)
RR
Georgia(1/3/2025)
RR
Hawaii(1/3/2025)
RR
Idaho(1/3/2025)
RR
Illinois(3/14/2019)
IAR
Illinois(3/31/2025)
RR
Indiana(4/30/2021)
RR
Iowa(9/6/2019)
RR
Kansas(4/23/2020)
RR
Kentucky(5/26/2020)
RR
Louisiana(1/3/2025)
RR
Maine(1/3/2025)
RR
Maryland(1/3/2025)
RR
Massachusetts(10/9/2020)
RR
Michigan(1/3/2025)
RR
Minnesota(1/3/2025)
RR
Mississippi(1/3/2025)
RR
Missouri(3/14/2019)
IAR
Missouri(3/31/2025)
RR
Montana(1/3/2025)
RR
Nebraska(4/30/2021)
RR
Nevada(1/3/2025)
RR
New Hampshire(1/3/2025)
RR
New Jersey(4/23/2020)
RR
New Mexico(1/3/2025)
RR
New York(1/3/2025)
RR
North Carolina(4/23/2020)
RR
North Dakota(1/3/2025)
RR
Ohio(4/24/2020)
RR
Oklahoma(8/13/2021)
RR
Oregon(1/3/2025)
RR
Pennsylvania(4/23/2020)
RR
Puerto Rico(1/3/2025)
RR
Rhode Island(1/3/2025)
RR
South Carolina(1/3/2025)
RR
South Dakota(1/3/2025)
RR
Tennessee(1/3/2025)
RR
Texas(3/25/2019)
IAR
Texas(3/31/2025)
RR
Utah(1/3/2025)
RR
Vermont(1/3/2025)
RR
Virgin Islands(1/3/2025)
RR
Virginia(9/27/2021)
RR
Washington(9/6/2019)
RR
West Virginia(1/3/2025)
RR
Wisconsin(4/23/2020)
RR
Wyoming(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Planning ConsultantCRD#: 104555Mount Vernon, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
