Arianne F. Green

SVB ASSET MANAGEMENT

Lakewood, CO

CRD#: 4765823

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Professional summary

Arianne Frances Green, who also goes by Arianne Frances Green, Arianne F. Green, Arianne Frances Smith, is a registered financial advisor currently at SVB ASSET MANAGEMENT located in Lakewood, Colorado and FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.

Arianne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Arianne has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arianne Frances Green | Arianne F. Green | Arianne Frances Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arianne Frances Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2026 - Present

SVB ASSET MANAGEMENT

RIA

CRD#: 124567

Lakewood, CO

Current

May 12, 2026 - Present

FIRST CITIZENS CAPITAL SECURITIES, LLC

Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036

CRD#: 41504

NEW YORK, NY

Past

October 28, 2011 - April 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

October 28, 2011 - April 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

January 3, 2011 - May 23, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

January 3, 2011 - May 23, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

December 13, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

DENVER, CO

Past

April 23, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/12/2026)

IAR

Colorado
(6/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

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Contact information

Main Address

222 2nd Street, San Francisco, CA 94105

Mailing Address

Phone number

(866) 719-9117

Established

Firm type

Fiscal year end

# of Employees

104

SEC notice filing (20 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SVB ASSET MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 32,960,320,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arianne F. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arianne Frances Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS CAPITAL SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

SVB ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2004

FINRA

Current Firm

SVB ASSET MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SVB ASSET MANAGEMENT

TRUST BUT VERIFY

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