James J. Donnelly
Professional summary
James Joseph Donnelly, who also goes by James Joseph Donnelly Jr., James Joseph Donnelly, James J Donnelly, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Saddle Brook, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph Donnelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 250 Pehle Avenue 9th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663January 12, 2024 - December 31, 2024
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 30, 2022 - January 23, 2023
PRUCO SECURITIES, LLC.
May 20, 2017 - December 6, 2022
NYLIFE SECURITIES LLC
November 19, 2008 - April 13, 2009
R. SEELAUS & CO., LLC
May 22, 2008 - November 21, 2008
LINCOLN INVESTMENT
June 6, 2006 - June 16, 2006
VALIC FINANCIAL ADVISORS, INC.
April 27, 2004 - June 7, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2025)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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