Faiz D. Khan
Professional summary
Faiz D Khan, who also goes by Faiz Khan, is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York.
Faiz is registered as a RR (Registered Representative) and started their career in finance in 2004. Faiz has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Faiz D Khan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2026 - Present
ICR CAPITAL LLC
Office #1: 685 Third Avenue 18th Floor, New York, NY 10017July 28, 2020 - June 9, 2026
BARCLAYS CAPITAL INC.
November 19, 2004 - July 29, 2020
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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