Jesse S. Elhai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Steven Elhai, who also goes by Jesse Elhai, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2005. Jesse had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2016 - April 2, 2018
STORMHARBOUR SECURITIES LP
May 16, 2016 - December 8, 2016
MOSAIC CAPITAL, LLC
October 9, 2009 - March 19, 2015
NATWEST MARKETS SECURITIES INC.
August 25, 2005 - July 17, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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