William C. Lemon
Professional summary
William Carroll Lemon, who also goes by Bill Lemon, Bill Lemon, is a registered financial professional currently at STONEBRIDGE SECURITIES LLC located in Bellevue, Washington.
William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Carroll Lemon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2016 - Present
STONEBRIDGE SECURITIES LLC
Office #1: 330 112th Ave. Ne Suite 300, Bellevue, WA 98004September 5, 2008 - December 31, 2015
SOURCE CAPITAL GROUP, INC.
April 22, 2004 - September 22, 2006
CAPITAL ACCESS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2024)
(7/12/2024)
(12/12/2019)
(7/12/2024)
(3/9/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONEBRIDGE SECURITIES LLC
CRD#: 47659 / SEC#: , 8-51851
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENDRICKSON, MICHAEL ALLAN | MANAGING PRINCIPAL& CHIEF COMPLIANCE OFFICER | 242948 |
Red Flags
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