Gregory C. Lewis

PINNACLE PENSION CONSULTANTS LLC

Needham, MA 02492

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CRD#: 4764292

Professional summary

Gregory Clifford Lewis is a registered financial advisor currently at PINNACLE PENSION CONSULTANTS LLC located in Needham, Massachusetts.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Clifford Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2008 - Present

PINNACLE PENSION CONSULTANTS LLC

Office #1: 1492 Highland Ave. Suite 9, Needham, MA 02492

RIA

CRD#: 133442

Needham, MA

Past

June 25, 2019 - March 20, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Needham, MA

Past

October 29, 2010 - May 31, 2018

M HOLDINGS SECURITIES, INC.

CRD#: 43285

Needham, MA

Past

March 14, 2008 - November 3, 2010

NRP FINANCIAL, INC.

CRD#: 103717

SOUTHBOROUGH, MA

Past

November 6, 2006 - March 14, 2008

FINANCIAL TELESIS INC

CRD#: 31012

SOUTHBOROUGH, MA

Past

November 3, 2005 - November 2, 2006

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CAMBRIDGE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE PENSION CONSULTANTS LLC

CRD#: 133442 / SEC#: 801-68286

RIA

Registered Investment Advisory firm - (8/20/2007 Approved)

Massachusetts

Registered Investment Advisory firm - (11/20/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2005

General Securities Representative Examination

Current Firm

PINNACLE PENSION CONSULTANTS LLC

CRD#: 133442 / SEC#: 801-68286

RIA

Registered Investment Advisory firm - (8/20/2007 Approved)

Massachusetts

Registered Investment Advisory firm - (11/20/2007 Terminated)

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Contact information

Main Address

1492 Highland Ave. Suite 9, Needham, MA 02492

Mailing Address

Phone number

(857) 302-4105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

2025 ADV PART II (2/10/2025)

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 1,519,390,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory C. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Clifford Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

M HOLDINGS SECURITIES, INC.

NRP FINANCIAL, INC.

FINANCIAL TELESIS INC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PINNACLE PENSION CONSULTANTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2008

Series 63

Date: 8/23/2005

SIE

Date: 5/31/2018

Series 7

Date: 11/2/2005

Current Firm

PINNACLE PENSION CONSULTANTS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE PENSION CONSULTANTS LLC

TRUST BUT VERIFY

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