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James Joseph Bovino

CRD# 4763879·Registered 2005 - 2008
Suspended: James Joseph Bovino was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

James Joseph Bovino, who also goes by James Joseph Borino, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 2005 - 2008. James had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Joseph Borino

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

TRINITY TRADING CORP.·CRD# 122553
BD
New York, NY
February 3, 2005 - May 28, 2008

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Current Firm

TT
TRINITY TRADING CORP.

TRINITY TRADING CORP.

CRD#: 122553 / SEC#: 8-65514
BD
Terminated by SEC on 08/01/2008

Contact Information

Established

New York since 08/07/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BOVINO, JAMES JOSEPHCEO/PRESIDENT/TREASURER/DIRECTOR4763879
COHEN, ROBERT SCOTTVICE PRESIDENT/SECRETARY/DIRECTOR—
KRIM, ALAN MITCHELLCFO/COO2785337

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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