J. Gordon Rhodes
Professional Summary
J. Gordon Rhodes, who also goes by Gordon Rhodes, is a registered financial advisor currently at RHODES INVESTMENT ADVISORS, INC. located in Fort Worth, Texas and RHODES SECURITIES, INC. located in Fort Worth, Texas. J. is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. J. has worked at 2 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 79TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gordon Rhodes
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
Contact Information
Main Address
306 West 7th Street Suite 1000, Fort Worth, TX 76012Phone Number
(817) 334-0455# of Employees
9SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
805AUM (Assets Under Management)
$419,244,652Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
State Registrations and Notice Filings
(5/24/2012)
(4/12/2007)
(12/13/2005)
(9/4/2007)
(4/19/2007)
(7/20/2006)
(5/24/2012)
(1/4/2006)
(1/25/2007)
(10/7/2008)
(7/24/2006)
(8/22/2007)
(5/8/2015)
(5/22/2019)
(5/24/2012)
(5/21/2007)
(7/24/2006)
(4/8/2025)
(2/10/2023)
(6/3/2004)
(6/16/2004)
(3/11/2016)
(8/17/2006)
(7/27/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Oct 2024About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2012About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view J. Gordon Rhodes's CRS (Customer Relationship Summary).
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