Jesse J. Giordano

OPAL WEALTH ADVISORS

Jericho, NY 11753

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CRD#: 4763193

Professional summary

Jesse James Giordano, CFP®, who also goes by Jesse Giordano, is a registered financial advisor currently at OPAL WEALTH ADVISORS, LLC located in Jericho, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Jericho, New York.

Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jesse has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse Giordano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Opal Wealth Advisors. Investment Related - 2 Jericho Plaza, NY 11753. RIA, Financial Advisor. Start 1/2019. 200hrs/mo, 160/hrs during trading hours. Founding Partner. 2) Wentworth Financial Partners. Non-Investment Related. 18 Corporate Woods Blvd, Albany NY 12211. Fixed/Traditional Insurance, Agent. Start 1/2019. 5hrs/mo, 1/hr during trading hours. 3) JG EK Holdings, LLC. Investment Related. 17 Margaret St Glen Cove, NY 11542. Real Estate Holding Co, Member. Start 8/2011. 1hr/mo, 0 during trading hours. Collect Rent. 4) 39 ACAD LLC. Investment Related. 17 Margaret St Glen Cove, NY 11542. Real estate holding Co, Member. Start 3/2007. 1hr/mo, 0 during trading hours. Collect rent. 5) 76 Beattie Ave, LLC. Investment Related. 17 Margaret St Glen Cove, NY 11542. Real estate holding Co, Member. Start 4/2011. 1hr/mo, 1 during trading hours. Collect rent. 6) 188 Highland, LLC. Investment Related. 17 Margaret St Glen Cove, NY 11542. Real estate holding Co, Member. Start 2/2007. 1hr/mo, 1 during trading hours. Collect rent. 7) JG Realty Projects, LLC. Investment Related. 17 Margaret St Glen Cove, NY 11542. Real estate lending and Investment Co, Member. Start 4/2014. 1hr/mo, 0 during trading hours. Supervisor & Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse James Giordano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 18, 2019 - Present

OPAL WEALTH ADVISORS, LLC

Office #1: 2 Jericho Plaza, Suite 204, Jericho, NY 11753

RIA

CRD#: 289759

Jericho, NY

Current

January 18, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2 Jericho Plaza Suite 208, Jericho, NY 11753

CRD#: 35747

Jericho, NY

Past

October 23, 2009 - January 29, 2019

MORGAN STANLEY

RIA

CRD#: 149777

GREAT NECK, NY

Past

October 23, 2009 - January 29, 2019

MORGAN STANLEY

CRD#: 149777

GREAT NECK, NY

Past

May 29, 2007 - November 19, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

GLEN HEAD, NY

Past

May 29, 2007 - November 19, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

GLEN HEAD, NY

Past

September 28, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

GLEN HEAD, NY

Past

August 19, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

GLEN HEAD, NY

Past

April 21, 2004 - August 19, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GARDEN CITY, NY

Past

March 18, 2004 - August 19, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPAL WEALTH ADVISORS, LLC

BLAISE ADVISORS, LLC | OPAL WEALTH ADVISORS, LLC

CRD#: 289759 / SEC#: 801-114223

RIA

Registered Investment Advisory firm - (11/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/18/2019)

Delaware
(7/25/2023)

Florida
(1/18/2019)

New Jersey
(1/18/2019)

New York
(1/18/2019)

IAR

New York
(2/3/2021)

Pennsylvania
(4/30/2024)

IAR

Texas
(1/18/2019)

Virginia
(1/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OPAL WEALTH ADVISORS, LLC

BLAISE ADVISORS, LLC | OPAL WEALTH ADVISORS, LLC

CRD#: 289759 / SEC#: 801-114223

RIA

Registered Investment Advisory firm - (11/1/2018 Approved)

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Contact information

Main Address

2 Jericho Plaza Suite 208, Jericho, NY 11753

Mailing Address

Phone number

(516) 388-7980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OPAL WEALTH ADVISORS, LLC (7/15/2025)

Regulatory assets under management

Total Number of Accounts	2,097
AUM (Assets Under Management)	$ 1,029,200,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
09/16/2024	Cover Page	Report
01/05/2024	Cover Page	Report
11/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse J. Giordano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse James Giordano's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OPAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/20/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2004

FINRA

Current Firm

OPAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OPAL WEALTH ADVISORS, LLC

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