Tom O. French
Professional summary
Tom Oneal French JR, who also goes by Tom O'neal French Jr, Tom O'neal French, Tom Oneal French, Neal French, is a registered financial advisor currently at GRIMES & COMPANY located in Southlake, Texas.
Tom is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tom has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tom Oneal French JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2017 - Present
GRIMES & COMPANY
Office #1: 531 Silicon Drive Suite 101, Southlake, TX 76092January 13, 2012 - June 12, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 19, 2007 - June 12, 2017
TD AMERITRADE, INC.
January 16, 2007 - June 12, 2017
TD AMERITRADE, INC.
April 29, 2004 - May 26, 2006
A. G. EDWARDS & SONS, INC.
April 15, 2004 - May 26, 2006
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/14/2017)
Exams
Current Firm
GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,415 |
| AUM (Assets Under Management) | $ 5,592,556,041 |
Red Flags
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