AO
Anne B. O'brien
O'BRIEN ASSOCIATES
N. BROOKFIELD, MA 01535-1766
Some features on this profile are disabled
CRD#: 4762429
AO
Professional summary
Anne Beatrice O'brien, CFP® is a registered financial advisor currently at O'BRIEN ASSOCIATES located in N. Brookfield, Massachusetts.
Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Anne has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anne Beatrice O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 24, 2004 - Present
O'BRIEN ASSOCIATES
Office #1: 47 Shore Road, N. Brookfield, MA 01535-1766RIA
CRD#: 129993
N. BROOKFIELD, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/24/2004)
Exams
Current Firm
OA
O'BRIEN ASSOCIATES
O'BRIEN ASSOCIATES | O'BRIEN, ANNE B.
CRD#: 129993 / SEC#:
Massachusetts
Registered Investment Advisory firm - (11/19/2025 Termination Requested)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
North Brookfield, MA
Mailing Address
Phone number
(508) 867-8316
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 43,911,048 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
