Zachary Z. Checketts
Professional summary
Zachary Z Checketts, who also goes by Zachary Zane Checketts, is a registered financial professional currently at MORGAN STANLEY located in South Jordan, Utah and MORGAN STANLEY & CO. LLC located in New York, New York.
Zachary is registered as a RR (Registered Representative) and started their career in finance in 2004. Zachary has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachary Z Checketts's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2022 - Present
MORGAN STANLEY
Office #1: 680 West 10000 South, South Jordan, UT 84095June 14, 2023 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1585 Broadway, New York, NY 10036November 20, 2019 - March 8, 2021
MORGAN STANLEY & CO. LLC
November 12, 2019 - March 8, 2021
MORGAN STANLEY
May 24, 2019 - November 12, 2019
MORGAN STANLEY & CO. LLC
June 1, 2009 - May 24, 2019
MORGAN STANLEY
August 1, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 12, 2005 - March 18, 2008
FIDELITY BROKERAGE SERVICES LLC
March 16, 2005 - September 9, 2005
EQUITABLE ADVISORS, LLC
March 15, 2005 - September 9, 2005
EQUITABLE ADVISORS, LLC
May 24, 2004 - March 16, 2005
WADDELL & REED
April 20, 2004 - March 16, 2005
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2023)
(12/8/2023)
(12/14/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 11/17/2022
General Securities Representative ExaminationSeries 6TO
Date: 11/17/2022
Investment Company Products/Variable Contracts Representative Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
